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Risk & Compliance

Smarsh

Capture, retain, and supervise communications for compliance.

"Smarsh provides comprehensive archiving and compliance solutions for regulated industries, including financial services. It enables firms to capture, retain, and supervise electronic communications to meet regulatory requirements and mitigate risk, ensuring adherence to SEC, FINRA, and other industry standards."

Launch Product Page
Market Position
Ranked #11 in Risk & Compliance
Validated Adoption
2,903 Firms Tracked
Coverage Status
enriched Documentation
Data Freshness
Updated Feb 2026

Strategic Capability Analysis

Multi-channel communication capture
Supervision and review workflows
eDiscovery and legal hold
Data archiving and retention
Policy management

Agentic Intelligence Briefing

"Smarsh helps financial firms meet regulatory requirements by capturing, archiving, and supervising electronic communications."

Real-time Forensic Synthesis

Stack Compatibility Profile

How Smarsh integrates into institutional RIA stacks.

2,903 Firms Analyzed
Riskalyze Online
58%
Stack Correlation
Nitrogen Wealth
55%
Stack Correlation
ROL
48%
Stack Correlation
NDEX
46%
Stack Correlation
Red Oak
45%
Stack Correlation
Elements Financial Planning
44%
Stack Correlation

Product Dossier

Target Market
Broad Institutional
Target Audience
RIAs, Broker-Dealers, and other financial services firms
Pricing Model
Enterprise Quote
Profile Completeness
100%

Audit Your RIA Stack

See how Smarsh fits into your overall tech efficiency score.

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